Whitehall Financial Services

Whitehall Financial Services Sold improper securities, risky securities, unsuitable recommendations, Failure to follow non discrimenotory account con

18th of Sep, 2011 by User101586

Advisor Dieter Mews, provided unsuitable recommendations, suggested risky reverse convertible investments, failed to follow the brokerage account agreement, buying securities without doing proper research on the underlying securities, and getting prior approval to buy the securities among other things. He cost the client more than $40,000.00. He was investigated by FINRA for his conduct.

Track this Report 7 Comments | Post a Comment

Comments

4322 days ago by Scammed123

I agree, he is the worst of the worst.. The whole company sucks. They claim FINRA Registered but the truth is most are not. Certainly not wealth builders, stay away.

4315 days ago by Burnedbywhitehall

The company is just a front for KMS Financial. Several of the advisers are no longer FINRA registered (look them up on FINRA.org) and run their transactions thru someone else. Stay away if you want to keep your money.

4280 days ago by Bushmaster23

Least knowledgable advisors around. Were recommended by a friend, needless to say we are not friends anymore. Had the president of the company and lost a bundle. Agree stay away.

4269 days ago by Poncie

Who is Whitehall Financial? Another bunch of "Advisors" that don't know their head from a hole in the ground. They are all "guessers" It's not their money, they have nothing to lose. Thy all suck!

4186 days ago by Savvyinvestor

Based on the types of complaints and comments I have found on this website, I would not base any decision on anything posted here. All clients of FINRA firms have several ways to file complaints and receive restitution if their complaints are valid, so any posts on sites such as this must not have any validity.

3918 days ago by CFA, CFP

Savvyinvestor you must be a Whitehall employee, Whitehall complaints are all over the internet. Have to agree with Bushmaster... STAY AWAY

3654 days ago by 401KGONE

Can't believe these guys are still in business. FINRA clearly isn't doing their job.